Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dennis Kelly is a financial advisor with over 30 years of experience in the industry. John has worked with a number of firms during his career, including Equico Securities, Inc., ING Financial Partners, Inc., Cambridge Legacy Securities L.L.C., First Allied Securities, Inc., and Regulus Financial Group, LLC. John currently works with Regal Investment Advisors LLC, where he provides financial planning, portfolio management, and other services. John is licensed to operate in 16 states and has a variety of professional designations, including a Chartered Financial Consultant designation. John is also actively involved in the community and is a board member of the International Student Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
LA
06/28/2021 - Present
Regal Investment Advisors LLC (Monroe LA)
LA
02/13/2014 - 04/01/2021
REGULUS FINANCIAL GROUP, LLC (MONROE LA)
LA
05/03/2012 - 11/27/2013
FIRST ALLIED SECURITIES, INC. (MONROE LA)
LA
09/25/2007 - 05/04/2012
CAMBRIDGE LEGACY SECURITIES L.L.C. (MONROE LA)
LA
04/02/1998 - 09/27/2007
ING FINANCIAL PARTNERS, INC. (MONROE LA)
CA
09/16/1994 - 04/02/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
08/25/1986 - 09/16/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/25/1986 - 09/16/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/22/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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