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John Dennis Eggers

LPL Financial LLC

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About John Dennis Eggers

John Dennis Eggers is a financial advisor in Plymouth, Massachusetts, with over 24 years of experience in the securities industry. John has a Series 4, 7, 63, 66, and SIE licenses. John is currently registered with LPL Financial LLC and is a registered representative in Connecticut, Florida, Massachusetts, and Rhode Island. John has been a registered representative of Horace Mann Investors, Inc. Fidelity Brokerage Services LLC, Garden State Securities, Inc., Cohg & Associates, Inc., Thomas James Associates, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. John is a member of the Financial Industry Regulatory Authority (FINRA).

Firm Information

John Eggers is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Eggers’s Registration & Firm History

MA

01/03/2019 - Present

LPL Financial LLC (PLYMOUTH MA)

MA

10/19/2006 - 12/31/2018

HORACE MANN INVESTORS, INC. (PLYMOUTH MA)

NH

03/24/1999 - 08/14/2006

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

NJ

02/03/1998 - 03/18/1999

GARDEN STATE SECURITIES, INC. (RED BANK NJ)

CO

07/26/1993 - 01/13/1994

COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)

NY

05/24/1993 - 08/05/1993

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

MN

01/05/1993 - 06/04/1993

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

01/05/1993 - 06/04/1993

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 10/24/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/1999

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/30/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Dennis Eggers.
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