Unclaimed
John Dennis Eggers is a financial advisor in Plymouth, Massachusetts, with over 24 years of experience in the securities industry. John has a Series 4, 7, 63, 66, and SIE licenses. John is currently registered with LPL Financial LLC and is a registered representative in Connecticut, Florida, Massachusetts, and Rhode Island. John has been a registered representative of Horace Mann Investors, Inc. Fidelity Brokerage Services LLC, Garden State Securities, Inc., Cohg & Associates, Inc., Thomas James Associates, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. John is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/03/2019 - Present
LPL Financial LLC (PLYMOUTH MA)
MA
10/19/2006 - 12/31/2018
HORACE MANN INVESTORS, INC. (PLYMOUTH MA)
NH
03/24/1999 - 08/14/2006
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NJ
02/03/1998 - 03/18/1999
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
CO
07/26/1993 - 01/13/1994
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
NY
05/24/1993 - 08/05/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
MN
01/05/1993 - 06/04/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/05/1993 - 06/04/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/24/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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