Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dennis Clifford is a financial advisor at LPL Financial LLC. John has been in the industry since 2009 and holds the Series 7, 4, 63, 55 and SIE licenses. John has prior experience at JONESTRADING and CONIFER SECURITIES LLC. John currently works out of the Novato, California office of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/18/2022 - Present
LPL Financial LLC (NOVATO CA)
CA
08/08/2011 - 06/17/2013
JONESTRADING (MILL VALLEY CA)
NY
03/03/2000 - 02/22/2011
CONIFER SECURITIES LLC (NEW YORK NY)
BC
Issued 12/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2011
Series 4 - Registered Options Principal Examination
BC
Issued 11/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/30/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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