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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Demarest Diefenbach is a financial advisor with over 20 years of experience in the industry. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with William Blair & Co LLC and Northstar Distributors, Inc. John provides financial advice to individuals, businesses, and institutions. John has a wide range of experience in the financial services industry and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/03/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKE FOREST IL)
IL
08/24/2009 - 04/21/2016
WILLIAM BLAIR (CHICAGO IL)
CT
03/13/1996 - 06/14/1999
NORTHSTAR DISTRIBUTORS, INC. (STAMFORD CT)
NY
09/15/1993 - 03/28/1994
QUEST FOR VALUE DISTRIBUTORS (NEW YORK NY)
CT
06/01/1993 - 09/22/1993
NSR DISTRIBUTORS, INC. (ENFIELD CT)
CO
09/19/1991 - 10/17/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NY
05/21/1991 - 09/10/1991
SELIGMAN SECURITIES, INC. (NEW YORK NY)
NJ
09/24/1990 - 05/13/1991
MORAN & ASSOCIATES, INC. SECURITIES BROKERAGE (RED BANK NJ)
BC
Issued 05/11/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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