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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cavaliere is a financial advisor with LPL Financial LLC, a firm with over $50 billion in assets under management. John has been in the industry for over 30 years, holding active registrations in both the broker-dealer and investment advisor realms. John's experience includes previous positions at UBS PaineWebber Inc. and Salomon Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/07/2021 - Present
LPL Financial LLC (ELIZABETH CO)
NJ
03/17/2000 - 12/17/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/20/1993 - 03/30/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 06/07/2000
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/28/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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