Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McDowell is a financial advisor with Fidelity Brokerage Services LLC. John has been in the financial services industry since July 29, 2011. John is licensed to offer securities in Kentucky, Massachusetts, Texas and Utah. John has passed several industry exams including the Series 66, Series 9, Series 10, Series 7 and the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
03/27/2012 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
09/30/2010 - 11/19/2010
U.S. BANCORP INVESTMENTS, INC. (WALTON KY)
KY
10/30/2008 - 05/08/2009
EDWARD JONES (CRESTVIEW HILLS KY)
BOTH
Issued 11/13/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/30/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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