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John Davis Plaugher

Maryland Financial Group, Inc.

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About John Davis Plaugher

John Davis Plaugher is a financial advisor with Maryland Financial Group, Inc., a firm registered with both the SEC and FINRA. John has been in the industry since 2007 and has held previous roles at Transamerica Financial Advisors, Inc., MML Investors Services, LLC, Fidelity Brokerage Services LLC, UVEST Financial Services Group, Inc., SunTrust Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc. John is a registered representative with both FINRA and the state of Florida and holds a Series 63, Series 66, and Series 7 licenses. John is experienced in financial planning and portfolio management for both businesses and individuals.

Firm Information

John Plaugher is currently registered with Maryland Financial Group, Inc.. Maryland Financial Group, Inc. is a financial advisory firm headquartered in Rockville, MD. They offer financial planning and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages over $1.11 billion in assets for over 3,859 clients and employs 37 investment adviser representatives.
Maryland Financial Group, Inc.

2600 TOWER OAKS BOULEVARD

ROCKVILLE, MD 20852

$1.11B

Assets Under Management

2

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Plaugher’s Registration & Firm History

MD

07/18/2016 - Present

Maryland Financial Group, Inc. (ROCKVILLE MD)

FL

08/06/2014 - 05/11/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (JACKSONVILLE FL)

FL

01/24/2013 - 08/01/2014

MML INVESTORS SERVICES, LLC (JACKSONVILLE FL)

FL

07/14/2011 - 07/12/2012

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

FL

12/12/2007 - 10/08/2008

UVEST FINANCIAL SERVICES GROUP, INC. (LAKE CITY FL)

FL

05/13/2004 - 06/19/2006

SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)

NY

01/15/2004 - 05/05/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

06/20/2001 - 07/15/2002

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 03/18/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/21/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/2006

Series 4 - Registered Options Principal Examination

BC

Issued 09/22/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/17/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Davis Plaugher.
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