Unclaimed
John Davis Plaugher is a financial advisor with Maryland Financial Group, Inc., a firm registered with both the SEC and FINRA. John has been in the industry since 2007 and has held previous roles at Transamerica Financial Advisors, Inc., MML Investors Services, LLC, Fidelity Brokerage Services LLC, UVEST Financial Services Group, Inc., SunTrust Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc. John is a registered representative with both FINRA and the state of Florida and holds a Series 63, Series 66, and Series 7 licenses. John is experienced in financial planning and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
07/18/2016 - Present
Maryland Financial Group, Inc. (ROCKVILLE MD)
FL
08/06/2014 - 05/11/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (JACKSONVILLE FL)
FL
01/24/2013 - 08/01/2014
MML INVESTORS SERVICES, LLC (JACKSONVILLE FL)
FL
07/14/2011 - 07/12/2012
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
12/12/2007 - 10/08/2008
UVEST FINANCIAL SERVICES GROUP, INC. (LAKE CITY FL)
FL
05/13/2004 - 06/19/2006
SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)
NY
01/15/2004 - 05/05/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
06/20/2001 - 07/15/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 03/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2006
Series 4 - Registered Options Principal Examination
BC
Issued 09/22/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/17/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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