Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Whitaker is a financial advisor with over 20 years of experience in the industry. Currently, John is registered with Alt Fund Distributors LLC, a firm focused on providing investment services. John previously held positions with Funds Distributor, LLC, MBSC Securities Corporation, and UBS Paine Webber Inc. John is licensed to provide investment advice in New York and holds the Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/31/2017 - Present
ALT Fund Distributors LLC (New York NY)
NY
07/02/2013 - 09/06/2016
FUNDS DISTRIBUTOR, LLC (NEW YORK NY)
NY
03/03/2004 - 06/11/2013
MBSC SECURITIES CORPORATION (NEW YORK NY)
NJ
04/06/2001 - 08/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 04/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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