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John David Viale

Capital Client Group, Inc.

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About John David Viale

John Viale is an investment advisor representative with Capital Client Group, Inc.. John has been in the financial industry since 1989. John is registered with the state of California as an Investment Adviser Representative. John is also registered with the state of Arizona, California, Colorado, Illinois, Indiana, Michigan, New Mexico, Ohio, Oregon, Texas, and Washington as a Broker-Dealer Representative. John has passed both the Series 63 and Series 65 exams.

Firm Information

John Viale is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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John Viale’s Registration & Firm History

CA

06/10/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NJ

07/15/1997 - 11/23/1998

SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

AZ

05/19/1992 - 07/15/1997

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NA

09/28/1989 - 05/19/1992

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

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Licenses & Designations

IA

Issued 06/07/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/06/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2020

Series 24 - General Securities Principal Examination

BC

Issued 12/24/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John David Viale.
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