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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Smith is a financial advisor with over 30 years of experience in the industry. Currently, John David Smith is registered with World Investment Advisors, LLC and has a branch office location in Plymouth, MA. Before that, John David Smith worked with several financial institutions including Raymond James Financial Services, Inc., Raymond James & Associates, Inc., Deutsche Bank Securities Inc., Thomas Weisel Partners LLC, Janney Montgomery Scott LLC, DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John David Smith is a Series 63 and Series 65 licensed advisor, as well as a Series 7 and SIE licensed representative. John David Smith is also registered in 21 states to provide investment advice and brokerage services. John David Smith specializes in providing financial planning and portfolio management services for individuals, businesses, and pooled investment vehicles. John David Smith also offers pension consulting and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
06/28/2024 - Present
World Investment Advisors, LLC (PLYMOUTH MA)
MA
12/16/2019 - 06/28/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (PLYMOUTH MA)
MA
09/06/2016 - 12/16/2019
RAYMOND JAMES & ASSOCIATES, INC. (Boston MA)
MA
08/06/2009 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
MA
08/31/2005 - 07/23/2009
THOMAS WEISEL PARTNERS LLC (BOSTON MA)
PA
11/05/2002 - 09/27/2005
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
01/13/2001 - 11/20/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
03/30/1992 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
02/19/1986 - 03/04/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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