Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Simpson is a financial advisor with Raymond James Financial Services Advisors, Inc. John has been in the financial services industry for over 18 years. John is registered with the state of North Carolina and Texas. John holds the Series 7, Series 63, Series 66, Series 9, and Series 10 licenses. John David Simpson is a Certified Financial Planner. John is also the owner of Cascade Financial Planning, Inc. and Ouachita Holdings LLC. John provides financial planning and investment management services to individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
05/09/2019 - Present
Raymond James Financial Services Advisors, Inc. (ELIZABETH CITY NC)
NC
11/01/2005 - 08/17/2015
EDWARD JONES (ELIZABETH CITY NC)
BOTH
Issued 06/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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