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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Shaw is an active investment advisor representative registered with Ameriprise Financial Services, LLC and has been in the industry since December 2001. John has offices in Worland, WY and Thermopolis, WY. John has a Series 7 and Series 66 securities license and is registered in 29 states. John has a diverse client base, including individuals, high-net-worth individuals, trusts, estates, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. John's firm, Ameriprise Financial Services, LLC, has a large and diverse client base, with over $479 billion in regulatory assets under management. Ameriprise Financial Services, LLC offers a wide range of advisory services, including financial planning, portfolio management, and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WY
07/05/2017 - Present
Ameriprise Financial Services, LLC (WORLAND WY)
MN
12/03/2001 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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