Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Root is a financial professional with over 20 years of experience in the financial services industry. John is currently registered with Prudential Annuities Distributors, Inc., a leading provider of retirement and income planning solutions. John holds Series 6, 7TO, 63, and 65 licenses, and he is registered with the states of California, Connecticut, Florida, Rhode Island, and South Dakota. John is committed to helping clients achieve their financial goals and dreams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
05/02/2000 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
BC
Issued 08/09/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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