Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Resley is a financial professional with over 45 years of experience in the industry. John is currently registered with Principal Securities, Inc. and has been with the firm since May 2017. Previously, John has worked with firms such as ONEAMERICA SECURITIES, INC. and JEFFERSON PILOT SECURITIES CORPORATION. John is also registered with the state of Indiana and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IN
05/23/2017 - Present
Principal Securities, Inc. (INDIANAPOLIS IN)
IN
08/10/2007 - 03/24/2017
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
08/08/2001 - 12/20/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MA
12/16/1999 - 08/13/2001
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IN
06/11/1998 - 11/16/1999
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IA
07/03/1997 - 03/30/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CO
11/29/1996 - 07/07/1997
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
NA
05/23/1988 - 11/29/1996
THE GREAT-WEST LIFE ASSURANCE COMPANY
CO
10/18/1973 - 11/29/1996
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
NA
05/06/1986 - 05/24/1988
MORISON SECURITIES, INC.
BC
Issued 03/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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