Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Reinhold is a financial advisor with UBS Financial Services Inc., based in Buffalo, New York. John has been in the financial industry since 1975 and has held various positions at several firms, including Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., Bache Halsey Stuart Shields Incorporated, and Shearson Loeb Rhoades Inc. John is registered as a broker-dealer in several states, including Florida and New York. John is also an investment advisor representative for UBS Financial Services Inc. John provides a wide range of financial services to individuals, families, and businesses. These services include financial planning, portfolio management, and investment advisory services. John is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (BUFFALO NY)
NY
06/01/2009 - 10/23/2013
MORGAN STANLEY (BUFFALO NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BUFFALO NY)
NY
07/07/1982 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/19/1979 - 07/23/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
11/22/1977 - 04/08/1979
SHEARSON LOEB RHOADES INC.
NA
11/17/1976 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
04/29/1976 - 11/17/1976
SHEARSON HAYDEN STONE INC.
NA
05/22/1975 - 04/18/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/19/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1982
Series 5 - Interest Rate Options Examination
BC
Issued 06/22/1977
PC - AMEX Put and Call Exam
BC
Issued 05/17/1975
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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