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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rathbun is a financial advisor at Cambridge Investment Research Advisors, Inc. with over 30 years of experience in the financial services industry. John is a Certified Financial Planner™ and holds Series 6, 7, 22, 24, 51, 63, 99 and SIE licenses. John has a strong background in investment planning, retirement planning, insurance, and financial planning. John is committed to providing personalized financial advice to individuals and families. John also provides financial planning services to businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
03/28/2005 - Present
Cambridge Investment Research Advisors, Inc. (FAIRFIELD IA)
AL
12/01/1997 - 09/17/2003
PROEQUITIES, INC. (BIRMINGHAM AL)
NA
10/28/1997 - 11/19/1997
PROEQUITIES, INC.
TX
01/06/1995 - 11/05/1997
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
10/30/1993 - 12/31/1994
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
10/12/1990 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
NY
03/23/1990 - 10/18/1990
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
05/02/1988 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
BC
Issued 04/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/27/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/29/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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