Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Obrien is an investment advisor representative who is registered with Ameriprise Financial Services, LLC. John has been in the industry since 2016 and has experience working with a variety of clients, including individuals, trusts, estates, charitable organizations, and corporations. John is also a registered investment advisor representative with Prudential Financial, Inc. and has experience working with clients in a variety of financial planning areas, including retirement planning, college savings, and estate planning. John holds a Series 7 and 63 license as well as a Series 65 license. John is committed to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
12/02/2020 - Present
Ameriprise Financial Services, LLC (Plymouth Meeting PA)
PA
12/04/2019 - 08/25/2020
PRUCO SECURITIES, LLC. (Exton PA)
BC
Issued 12/20/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/15/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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