Unclaimed
John Lowenberg is a financial advisor with over 15 years of experience in the industry. John has been registered with Btig, LLC since 2006, and previously worked with Inter Securities Ltd. from 2004-2005. John holds Series 63, SIE and Series 7 licenses and is registered in 53 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/07/2006 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
12/17/2004 - 12/07/2005
INTER SECURITIES LTD. (SAN FRANCISCO CA)
BC
Issued 02/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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