Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kernan is a financial advisor based in New York, NY with over 20 years of experience in the industry. John has been registered with TD Securities (usa) LLC since 2024. Previously, John has held positions with Cowen and Company, Morgan Keegan & Company, Inc., Trillium Trading LLC, and Heartland Securities Corp. John holds the Series 63, Series 7, Series 55, Series 86, Series 87, and SIE licenses. John is currently licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
09/05/2008 - 04/10/2024
COWEN AND COMPANY (NEW YORK NY)
NY
07/23/2007 - 09/08/2008
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
NY
06/03/2003 - 06/14/2005
TRILLIUM TRADING LLC (NEW YORK NY)
NJ
07/30/2001 - 06/05/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
BC
Issued 07/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/16/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/17/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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