Unclaimed
John David Herald is a financial advisor registered with Fifth Third Securities, Inc. with over 20 years of experience in the financial services industry. John has experience working with a variety of clients, including individuals, businesses, and charitable organizations. John's professional experience includes roles at ROSS, SINCLAIRE & ASSOCIATES, LLC, Fifth Third Securities, Inc., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. John holds a Series 7, Series 63, and Series 66 license. John provides portfolio management for individuals and businesses and offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
07/11/2011 - Present
Fifth Third Securities, Inc. (NASHVILLE TN)
KY
07/19/2004 - 07/11/2006
ROSS, SINCLAIRE & ASSOCIATES, LLC (LOUSIVILLE KY)
OH
01/07/2002 - 08/06/2004
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
08/30/2000 - 08/02/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 8/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/3/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/7/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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