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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John david? Claim Your ProfileJohn David Hampton is a financial advisor who has been in the industry since 2003. John David Hampton currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. and is registered with the state of Texas as an investment advisor representative. John David Hampton previously worked for WELLS FARGO INVESTMENTS, LLC in San Francisco, California. John David Hampton holds the Series 66, Series 7, Series 9, and Series 10 licenses. John David Hampton is also a member of the First Baptist Church Corpus Christi Investment Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/02/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CORPUS CHRISTI TX)
CA
09/09/2003 - 08/16/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 10/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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