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John David Fitzgerald

USI Securities, Inc.

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About John David Fitzgerald

John David Fitzgerald is a financial advisor with over 20 years of experience in the financial services industry. John David is currently registered with USI Securities, Inc. and holds Series 6, 7, 24, 26, 63 and 66 licenses. John David has previously worked for John Hancock Funds, LLC, John Hancock Distributors LLC, Signator Investors, Inc., and Manufacturers Securities Services, LLC. John David's areas of specialization include retirement planning, investment management, and financial planning.

Firm Information

John Fitzgerald is currently registered with USI Securities, Inc.. USI Securities, Inc. is a Corporation formed on July 29, 1997 and headquartered in GLASTONBURY, CT. The firm is registered with the SEC and all 52 states and offers selection of other advisers services to individuals other than high-net-worth, pension and profit sharing plans, and other investment advisers. The firm has 23 registered representatives and 19 investment adviser representatives and currently manages $0 in assets for 105 clients.
USI Securities, Inc.

95 GLASTONBURY BLVD.

GLASTONBURY, CT 06033

Not reported

Assets Under Management

105

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Bundled consulting and advisory fees

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John Fitzgerald’s Registration & Firm History

MA

07/09/2020 - Present

USI Securities, Inc. (Woburn MA)

MA

10/31/2007 - 01/07/2019

JOHN HANCOCK FUNDS, LLC (BOSTON MA)

MA

03/18/1998 - 01/07/2019

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

12/17/2010 - 08/21/2013

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

05/08/1997 - 01/01/2002

MANUFACTURERS SECURITIES SERVICES, LLC (BOSTON MA)

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Licenses & Designations

BOTH

Issued 05/15/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/2013

Series 24 - General Securities Principal Examination

BC

Issued 02/10/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2013

Series 7 - General Securities Representative Examination

BC

Issued 05/06/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John David Fitzgerald.
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