Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Farrar is a financial advisor with over 20 years of experience in the industry. John has worked for various financial institutions including Salomon Smith Barney, Prudential Securities, Wachovia Securities, UBS Financial Services, and currently, Wells Fargo Advisors. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10, 63 and 65 licenses. He provides a wide range of financial advisory services, including portfolio management, financial planning, investment consulting, and pension consulting. John David Farrar is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/23/2015 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
12/02/2008 - 06/09/2014
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
07/01/2003 - 12/03/2008
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
NY
01/22/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/16/1999 - 02/06/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
FL
08/03/1998 - 08/26/1998
RM STARK & CO INC. (LAKE WORTH BEACH FL)
IA
Issued 04/08/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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