Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Ellis is a financial advisor with Ceros Financial Services, Inc. John has been in the industry since 1986, and has experience with a variety of firms, including Rydex Distributors, Inc., Raymond James Financial Services, Inc., and Edward D. Jones & Co., L.P.. John is licensed to provide investment advice in multiple states, including Florida, Georgia, Idaho, Illinois, Maryland, and North Carolina. John holds Series 7, 63, 65, SIE, and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
08/28/2009 - Present
Ceros Financial Services, Inc. (WARNER ROBINS GA)
GA
11/19/2004 - 08/31/2009
RYDEX DISTRIBUTORS, INC. (WARNER ROBINS GA)
FL
05/16/1988 - 11/19/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NA
05/19/1987 - 05/17/1988
EDWARD D. JONES & CO., L.P.
NA
12/20/1984 - 01/27/1986
EDWARD D. JONES & CO., L.P.
IA
Issued 07/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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