Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Duncan is a financial advisor with over 30 years of experience in the industry. He has a Series 63, 65, and 7 license as well as a Securities Industry Essentials Examination. John has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. since 1990. John's current registrations include a branch office in Bloomfield Hills, Michigan. John is also a coach for the Brother Rice High School Hockey program. John is registered in over 39 states and has over 25 years of experience in the industry. John specializes in investment companies, insurance companies, high net worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. John works with a wide range of clients, including individuals, families, businesses, and institutions. John is committed to providing his clients with personalized financial advice and services. John's clients have access to the full range of Merrill Lynch's products and services, including investment management, financial planning, retirement planning, estate planning, and insurance. John is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
11/22/1993 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMFIELD HILLS MI)
IA
Issued 08/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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