Unclaimed
John David Dienes is a financial advisor with Commerce Street Capital, LLC based in Dallas, TX. John has been in the industry since July 20, 2015. John is registered with FINRA and holds the Series 7, Series 66, and SIE licenses. John is currently registered in Louisiana, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/21/2015 - Present
Commerce Street Capital, LLC (DALLAS TX)
BOTH
Issued 11/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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