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John David Darer

Groove Financial Advisors, LLC

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About John David Darer

John Darer is a financial professional who has been working in the industry since 1983. John's background includes experience with several firms, including Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, and MML Investors Services, LLC. Currently, John is registered with Groove Financial Advisors, LLC in Stamford, CT. John holds a Series 6, 7, and 66 license. John is also a Chartered Financial Consultant. In addition to his financial services activities, John is also the CEO of 4Structures.com, LLC, a firm that works with attorneys, insurance companies, and plaintiffs on financial issues related to litigation and disputes.

Firm Information

John Darer is currently registered with Groove Financial Advisors, LLC. Groove Financial Advisors, LLC is a firm that provides advisory services to other RIA's. The firm has 1 licensed agent and 1 investment advisor representative.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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solicitor to 3rd party ria's

Solicitor to 3rd party ria's

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Applicant will received solicitor fees from 3rd party advisers

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John Darer’s Registration & Firm History

CT

02/09/2018 - Present

Groove Financial Advisors, LLC (Stamford CT)

CT

05/15/2013 - 10/22/2015

CERTUSSECURITIES, INC. (STAMFORD CT)

CT

06/23/2009 - 06/01/2011

MML INVESTORS SERVICES, LLC (STAMFORD CT)

CT

10/24/1983 - 04/02/2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (STAMFORD CT)

WI

03/04/1985 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 01/07/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/03/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/22/2015

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1985

Series 7 - General Securities Representative Examination

BC

Issued 10/20/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John David Darer.
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