Unclaimed
John David Cross is a financial professional with over 20 years of experience in the industry. Currently registered with Dash Financial Technologies LLC, John has a wide range of experience, having previously worked with firms such as Convergex Execution Solutions LLC, LiquidPoint, LLC, and VTRADER PRO, LLC. John holds a variety of licenses including Series 4, 7, 24, 63 and 66. John has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/01/2017 - Present
Dash Financial Technologies LLC (Jersey City NJ)
NY
12/01/2014 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
IL
03/06/2009 - 12/01/2014
LIQUIDPOINT, LLC (CHICAGO IL)
CA
09/05/2007 - 11/11/2008
VTRADER PRO, LLC (SAN FRANCISCO CA)
IL
12/12/2003 - 03/29/2006
UBS FINANCIAL SERVICES INC. (BARRINGTON IL)
BC
Issued 04/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 12/12/2016
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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