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John David Cross

Dash Financial Technologies LLC

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About John David Cross

John David Cross is a financial professional with over 20 years of experience in the industry. Currently registered with Dash Financial Technologies LLC, John has a wide range of experience, having previously worked with firms such as Convergex Execution Solutions LLC, LiquidPoint, LLC, and VTRADER PRO, LLC. John holds a variety of licenses including Series 4, 7, 24, 63 and 66. John has a strong track record of success in helping clients achieve their financial goals.

Firm Information

John Cross is currently registered with Dash Financial Technologies LLC. Dash Financial Technologies LLC is a Limited Liability Company formed in December 2001. The firm is registered with the SEC and in 26 states.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Cross’s Registration & Firm History

NJ

03/01/2017 - Present

Dash Financial Technologies LLC (Jersey City NJ)

NY

12/01/2014 - 03/01/2017

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

IL

03/06/2009 - 12/01/2014

LIQUIDPOINT, LLC (CHICAGO IL)

CA

09/05/2007 - 11/11/2008

VTRADER PRO, LLC (SAN FRANCISCO CA)

IL

12/12/2003 - 03/29/2006

UBS FINANCIAL SERVICES INC. (BARRINGTON IL)

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Licenses & Designations

BC

Issued 04/13/2016

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/06/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/25/2017

Series 24 - General Securities Principal Examination

BC

Issued 12/12/2016

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John David Cross.
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