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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Cornell is a financial advisor who has been in the industry since 1999. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously been registered with BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., CHARTER ONE SECURITIES, INC. and PRUCO SECURITIES CORPORATION. John has a wide range of experience in the financial industry, including securities, investment advisory and insurance. John holds multiple licenses and registrations, including Series 6, 7, 9, 10, 63, and 65. John has a diverse client base, including individuals, businesses, institutions and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/05/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALBANY NY)
NY
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (UTICA NY)
NY
05/12/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
OH
11/22/2000 - 05/15/2003
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
NJ
10/25/1999 - 11/15/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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