Unclaimed
John Cartwright is a financial advisor with over 50 years of experience in the financial services industry. John is currently registered with CLG LLC. Previously, John was a registered representative of Cetera Advisor Networks LLC from 2019 to 2023. John is licensed to sell securities in Arizona, California, Colorado, Hawaii, Illinois, Maryland, Nebraska, Nevada, New Hampshire, New Jersey, Oregon, Washington, Wisconsin and Wyoming. John holds Series 1, 7TO, 24 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
CA
02/16/2017 - Present
CLG LLC (LONG BEACH CA)
CA
09/13/2019 - 12/31/2023
CETERA ADVISOR NETWORKS LLC (LONG BEACH CA)
CA
07/19/1983 - 09/12/2019
CETERA ADVISOR NETWORKS LLC (LONG BEACH CA)
NA
09/24/1981 - 07/07/1983
FSC SECURITIES CORPORATION
NA
04/01/1974 - 07/12/1981
INDEPENDENT FINANCIAL PLANNERS CORPORATION
NA
02/19/1965 - 08/11/1973
INDEPENDENT SECURITIES CORPORATION
BC
Issued 11/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1963
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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