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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Barranco is a financial advisor with over 27 years of experience in the industry. He is currently registered with Morgan Stanley as a Registered Representative and Investment Advisor Representative in Alabama and Texas. John has a wide range of experience in the financial services industry, having previously worked for UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Legg Mason Wood Walker, Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John holds the Series 7, Series 31, Series 63, and Series 65 licenses. He is also a graduate of the Securities Industry Essentials Examination (SIE). John specializes in providing financial planning, portfolio management, and asset allocation advice to individuals, corporations, and institutions. He is also active in the community, serving as a Founder of Hoops League Inc. in Montgomery, Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AL
08/25/2022 - Present
Morgan Stanley (Montgomery AL)
AL
02/27/2009 - 09/06/2022
UBS FINANCIAL SERVICES INC. (MONTGOMERY AL)
AL
04/02/2007 - 03/02/2009
MORGAN STANLEY & CO. INCORPORATED (MONTGOMERY AL)
AL
10/14/2005 - 04/02/2007
MORGAN STANLEY DW INC. (MONTGOMERY AL)
MD
11/23/1999 - 10/20/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
03/09/1995 - 11/30/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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