Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn David Baez is a financial professional with over 8 years of experience in the industry. John is currently registered with Concourse Financial Group Securities, Inc. in Birmingham, AL. Previously, John was registered with Sammons Financial Network, LLC in West Des Moines, IA and Lincoln Financial Distributors, Inc. in Radnor, PA. John has a wide range of experience and is able to offer a variety of services including financial planning, pension consulting, and educational seminars. John is also able to provide portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
06/02/2023 - Present
Concourse Financial Group Securities, Inc. (Birmingham AL)
IA
05/14/2018 - 06/08/2023
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
PA
04/27/2015 - 05/07/2018
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BC
Issued 07/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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