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John David Badwick

Morgan Stanley & Co. LLC

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About John David Badwick

John Badwick is a financial advisor with Morgan Stanley & Co. LLC. John has been in the industry since 2009 and has a wide range of experience in investment banking, municipal securities, and general securities. John holds the Series 7, 79, 52TO and SIE licenses. John is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in all states and Washington, D.C.

Firm Information

John Badwick is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Badwick’s Registration & Firm History

CA

07/05/2011 - Present

Morgan Stanley & Co. LLC (San Francisco CA)

NV

10/21/2010 - 04/05/2011

MORGAN STANLEY SMITH BARNEY (RENO NV)

NV

06/01/2009 - 07/21/2010

MORGAN STANLEY SMITH BARNEY (RENO NV)

NV

07/29/2008 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (RENO NV)

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Licenses & Designations

BC

Issued 11/14/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/28/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John David Badwick.
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