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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Darold Simmons is a financial advisor with over 30 years of experience in the industry. John Darold Simmons is currently registered with Raymond James & Associates, Inc., a firm with over $433 billion in assets under management. John Darold Simmons specializes in providing financial planning, portfolio management, and other advisory services for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/11/2020 - Present
Raymond James & Associates, Inc. (Pasadena CA)
MN
12/05/2017 - 01/10/2019
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
UT
02/28/2014 - 12/01/2015
NFP ADVISOR SERVICES, LLC (Salt Lake City UT)
CA
01/23/2012 - 09/28/2012
SPIRE SECURITIES, LLC (SAN DIEGO CA)
CA
06/01/2009 - 06/08/2011
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
03/24/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
DC
04/12/2002 - 03/14/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
MO
08/10/1998 - 05/06/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
11/23/1992 - 08/18/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/20/1988 - 11/25/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
12/22/1987 - 07/21/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 09/24/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1996
Series 15 - Foreign Currency Options Examination
BC
Issued 06/25/1996
Series 5 - Interest Rate Options Examination
BC
Issued 07/25/1995
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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