Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Daniel Vaughan is a financial professional with over 3 years of experience in the financial services industry. John is currently registered with Wells Fargo Securities, LLC and holds the Series 63, SIE and Series 79 licenses. John is registered to conduct business in 52 states. John is a valuable resource for investors seeking guidance and advice in the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/28/2015 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 10/01/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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