Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rothermel is a financial professional with PNC Capital Markets LLC, registered with FINRA and the SEC. John passed the Securities Industry Essentials Examination (SIE) on May 5, 2023 and the Operations Professional Examination (Series 99TO) on June 9, 2023. John has been in the financial services industry for over 8 months. John's office is located in Pittsburgh, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/09/2023 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
BC
Issued 06/09/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure John Rothermel is the right advisor for you? Invested Better is here to help.
