Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Daniel Rivera is a registered representative with Vanguard Marketing Corp. John has been in the industry for over 2 years. John holds Series 3, 7, 63, and 65 licenses as well as the SIE. John is registered in 53 states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
02/01/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 02/09/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/03/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/18/2020
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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