Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Daniel Prosperi is a financial professional with over 30 years of experience in the financial services industry. John is currently registered with Pimco Investments LLC, a leading investment management firm, and has held previous positions at a number of other reputable firms, including AllianceBernstein Investments, Inc., Sanford C. Bernstein & Co., LLC, and Flagstone Securities, LLC. John has a broad range of experience and expertise in various financial areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
06/23/2023 - Present
Pimco Investments LLC (Austin TX)
NY
11/04/2005 - 06/14/2023
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
04/26/2017 - 12/21/2022
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
MO
11/08/2002 - 10/11/2005
FLAGSTONE SECURITIES, LLC (ST. LOUIS MO)
NY
10/05/2000 - 12/07/2000
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
ME
05/18/1999 - 08/04/2000
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
MO
05/20/1997 - 03/17/1999
RYBACK MANAGEMENT CORPORATION (ST. LOUIS MO)
RI
11/01/1994 - 10/27/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
CA
01/06/1992 - 04/08/1994
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
NA
06/06/1990 - 12/16/1991
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
07/29/1987 - 06/14/1988
PLANCO FINANCIAL SERVICES, INC.
IA
Issued 01/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/30/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/06/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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