Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Daniel Frontero is an investment advisor representative who has been registered with the Financial Industry Regulatory Authority (FINRA) since 1994. John has worked for several firms including Citigroup Global Markets Inc., Salomon Brothers Inc., Cross Point Capital LLC and KGS-Alpha Capital Markets, L.P. John holds Series 3, 7, 14, 24, 52, 53, 63 and 65 licenses. Currently, John is associated with Dock Street Capital Management LLC. Dock Street Capital Management LLC is a registered investment advisor that provides portfolio management services for pooled investment vehicles and other investment products. The firm has approximately $1 billion to $10 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Auction & liquidation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
04/10/2018 - Present
Dock Street Capital Management LLC (MOUNTAINSIDE NJ)
NY
04/23/2012 - 04/06/2022
CROSS POINT CAPITAL LLC (New York NY)
NY
10/20/2010 - 02/29/2012
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
05/01/2009 - 10/01/2010
CROSS POINT CAPITAL LLC (NEW YORK NY)
NY
11/28/1997 - 05/12/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/08/1994 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
IA
Issued 08/08/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/27/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
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