Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Daniel Baasen is a financial advisor with Northland Securities, Inc., based in Minneapolis, MN. John has over 30 years of experience in the financial industry. John is registered with the state of Minnesota as a broker-dealer and investment advisor representative. John has a variety of licenses and designations, including Series 7, 9, 10, 63, and 65. John's experience includes working with individuals, families, and businesses to help them achieve their financial goals. John is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
01/26/2015 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
MN
01/03/2011 - 07/26/2011
WELLS FARGO ADVISORS, LLC (WAYZATA MN)
MN
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WAYZATA MN)
MN
01/12/2001 - 08/12/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
11/17/1999 - 05/07/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
11/12/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
06/18/1985 - 11/19/1999
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
05/19/1978 - 06/27/1985
KIDDER, PEABODY & CO. INCORPORATED
NA
02/02/1978 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
NA
12/16/1968 - 02/16/1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 12/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1990
Series 3 - National Commodity Futures Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 12/11/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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