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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dana Asher is a financial advisor with Wealthpenn.comllc based in Walnut Creek, CA. John has been in the financial services industry since 1984 and has experience working with a variety of clients, including individuals, businesses, and institutions. John has a wide range of experience and licenses, including Series 7, 3, 10, 9, 24, 63, and 65. John's background includes previous roles at UBS Financial Services Inc. and Morgan Stanley DW Inc. John specializes in a number of areas including asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/18/2017 - Present
Wealthpenn.comllc (Walnut Creek CA)
CA
02/24/2006 - 10/27/2017
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
NY
06/21/1984 - 02/27/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 8/8/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/27/1989
Series 24 - General Securities Principal Examination
BC
Issued 12/4/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/27/1991
Series 3 - National Commodity Futures Examination
BC
Issued 6/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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