Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Damian Park Mullin is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. John has been in the financial services industry since March 15, 2003. John has a Series 7, Series 63, Series 24, Series 26 and Series 65 license. John also holds state licenses in Arkansas, Connecticut, Delaware, District of Columbia, Florida, Georgia, Maryland, New York, North Carolina, Pennsylvania and South Carolina. John has worked for various firms including M&T SECURITIES, INC., PNC INVESTMENTS, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. John's current firm, Cetera Investment Advisers LLC, provides financial planning services to individuals, businesses, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Cetera Investment Advisers LLC has over $104 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
08/09/2018 - Present
Cetera Investment Advisers LLC (WINSTON-SALEM NC)
MD
01/13/2009 - 05/19/2016
M&T SECURITIES, INC. (Timonium MD)
MD
04/30/2008 - 12/23/2008
PNC INVESTMENTS (SPARKS MD)
MD
06/02/2003 - 04/11/2008
M&T SECURITIES, INC. (COCKEYSVILLE MD)
MA
10/10/2002 - 01/08/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/10/2002 - 01/08/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
08/19/2002 - 09/12/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/19/2002 - 09/12/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 8/21/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/30/2011
Series 24 - General Securities Principal Examination
BC
Issued 5/20/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Mullin is the right advisor for you? Invested Better is here to help.
