Unclaimed
John Damian Mullin is a financial advisor with Cetera Investment Advisers LLC. John has been in the financial industry since 2003. John has been registered with Cetera Investment Advisers LLC since 2018. Previously, John was registered with M&T Securities, INC. John is a registered investment advisor in North Carolina and has been licensed in multiple states. John is a licensed securities representative and holds the Series 7, Series 63, Series 24, and Series 26 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/09/2018 - Present
Cetera Investment Advisers LLC (WINSTON-SALEM NC)
MD
01/13/2009 - 05/19/2016
M&T SECURITIES, INC. (Timonium MD)
MD
04/30/2008 - 12/23/2008
PNC INVESTMENTS (SPARKS MD)
MD
06/02/2003 - 04/11/2008
M&T SECURITIES, INC. (COCKEYSVILLE MD)
MA
10/10/2002 - 01/08/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/10/2002 - 01/08/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
08/19/2002 - 09/12/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/19/2002 - 09/12/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/21/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2011
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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