Unclaimed
John Dale Raine is a financial professional with over 14 years of experience in the industry. John is currently registered with Lazard Freres & Co. LLC in New York. John was previously registered with Deutsche Bank Securities Inc. from December 2008 to January 2016. John is licensed to conduct securities business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/18/2016 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
12/04/2008 - 01/29/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 01/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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