Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dacey is an active broker and investment advisor representative. John has been in the financial industry since 1988, and is currently registered with J.P. Morgan Securities LLC. John is also a registered investment advisor representative in Connecticut, New York and Texas. Prior to joining J.P. Morgan Securities LLC, John worked at M&T Securities, INC., BNY Investment Center INC., Essex National Securities, INC., MetLife Securities INC., Metropolitan Life Insurance Company, Vanderbilt Securities, INC., Faitos & Company, INC., and J. T. Moran & Co., INC. John has passed several securities exams, including the Series 63, 65, 66, 7, 26, and SIE. John's specializations include 1, 2, 4, 5, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
02/09/2021 - Present
J.p. Morgan Securities LLC (YORKTOWN HEIGHTS NY)
NY
09/22/2005 - 06/15/2016
M&T SECURITIES, INC. (HOPEWELL JUNCTION NY)
NY
10/06/1999 - 09/28/2005
BNY INVESTMENT CENTER INC. (NEW YORK NY)
CA
09/26/1994 - 10/21/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
04/24/1990 - 09/27/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/24/1990 - 09/27/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
02/05/1990 - 04/07/1990
VANDERBILT SECURITIES, INC.
NA
02/08/1990 - 03/31/1990
FAITOS & COMPANY, INC.
NA
08/23/1988 - 02/14/1990
J. T. MORAN & CO., INC.
BOTH
Issued 08/27/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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