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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn D Scott is a financial advisor at Morgan Stanley with over 15 years of experience in the financial services industry. John is a Chartered Financial Analyst (CFA) and has held various roles at several firms, including Saturna Brokerage Services, Morgan Stanley Smith Barney, and Citigroup Global Markets. John is registered as a broker-dealer and investment advisor in over 40 states. He specializes in a variety of financial services, including portfolio management, financial planning, and pension consulting. John is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
03/30/2020 - Present
Morgan Stanley (Seattle WA)
WA
01/20/2010 - 03/11/2015
SATURNA BROKERAGE SERVICES, INC (BELLINGHAM WA)
CA
06/01/2009 - 12/21/2009
MORGAN STANLEY SMITH BARNEY (BREA CA)
CA
09/19/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BREA CA)
BOTH
Issued 05/30/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/26/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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