Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn D. Rigdon is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc., a large broker-dealer, with over 1,000,000 clients and over $1 trillion in assets under management. John is a licensed financial advisor with over 29 years of experience in the financial industry. John has worked at several firms prior to joining Merrill Lynch, including Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. John holds several licenses and certifications, including Series 7, Series 31, Series 63, and Series 65. John works with individual investors and small businesses, and provides a wide range of financial services including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/17/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUGAR LAND TX)
TX
04/02/2007 - 10/22/2008
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
11/30/1994 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
MI
09/14/1994 - 10/14/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 06/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 09/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Rigdon is the right advisor for you? Invested Better is here to help.
