Unclaimed
John D. Riesenbeck is a registered representative with MM Ascend Life Investor Services, LLC. John has been in the financial services industry since July 20, 2007. John holds the Series 6 and SIE licenses. John is registered with the state of Ohio. John was previously employed by The O.N. Equity Sales Company. John has maintained his registration but does not actively provide advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
10/01/2012 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
OH
07/02/2007 - 09/11/2012
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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