Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn D. Putman is a financial advisor with Commonwealth Advisors, Inc. John has been in the financial services industry since June 1, 2013. John holds the Series 63, Series 7, and Series 79 licenses. John is registered with the states of Maryland, Pennsylvania, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/19/2022 - Present
Commonwealth Advisors, Inc. (LEMOYNE PA)
PA
06/13/2019 - 09/14/2020
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
GA
08/16/2018 - 11/06/2019
FIG PARTNERS, LLC (ATLANTA GA)
MD
01/27/2012 - 09/08/2018
AMBASSADOR FINANCIAL GROUP, INC. (Rockville MD)
BC
Issued 04/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 7 - General Securities Representative Examination
BC
Issued 01/26/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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