Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn D Lord is a financial advisor with Wells Fargo Clearing Services, LLC. John has been in the financial industry for over 10 years. John is registered with the state of Texas and Rhode Island. John has a strong track record of providing financial advice to individuals, corporations and institutions. John has experience in all aspects of financial planning, including retirement planning, investment management, and estate planning. John has experience with Wells Fargo Advisors and MFS Fund Distributors, Inc. John has earned the Series 6, 7, 9, 10, 31, and 66 licenses. John has also completed the Securities Industry Essentials Examination. John is dedicated to providing his clients with personalized financial advice and services. John works with individual, institutional, and corporate clients. John provides financial planning and investment management services. John is based in Dallas, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/21/2022 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
TX
12/10/2015 - 02/26/2021
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
MA
03/14/2012 - 11/18/2015
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
CT
08/10/2011 - 03/05/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
BOTH
Issued 03/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/24/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/09/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Lord is the right advisor for you? Invested Better is here to help.
