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John D Florio

Northwestern Mutual Investment Services, LLC

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About John D Florio

John Florio is a financial professional with over 9 years of experience in the industry. John is currently registered with Northwestern Mutual Investment Services, LLC. John holds the Series 6, Series 63, and SIE licenses. John is licensed in 11 states, including California, Colorado, Connecticut, Massachusetts, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, and Virginia. John has been with Northwestern Mutual Investment Services, LLC for over 9 years, and previously worked with them in Stamford, CT. John has a strong track record of success in providing financial advice and investment management services to individuals and families. John is committed to providing personalized and comprehensive financial planning solutions.

Firm Information

John Florio is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Florio’s Registration & Firm History

CT

11/21/2014 - Present

Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)

CT

08/20/2014 - 09/24/2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 08/18/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John D Florio. Review regulatory record here.
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